Director
- Location: Canada
- Workplace: Hybrid
- Job type: Full Time
- Posted: Posted
Responsibilities
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Attend and actively contribute to Board meetings and, where applicable, Board committees.
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Provide oversight and constructive challenge on the Company’s strategy, objectives and performance.
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Oversee the effectiveness of governance, risk management, internal controls and compliance frameworks.
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Oversee the Company’s financial soundness, including capital adequacy.
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Review financial reporting, budgets and key business reports presented to the Board.
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Promote a strong compliance and ethical culture at Board level.
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Oversee material outsourcing arrangements and related controls from a governance perspective.
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Stay informed of regulatory developments and their impact on the business.
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Support the Board’s engagement with regulators, auditors and the shareholder as required.
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Act honestly, in good faith and in the best interests of the Company, managing any conflicts of interest appropriately.
Requirements
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A university diploma or equivalent along with a 5+ years of experience in the financial services industry, ideally including senior roles at a CIRO-regulated investment dealer.
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Successful completion of CIRO’s Director and Executive Exam, or the Partners, Directors and Senior Officers Course (PDO) qualification if it is still valid under CIRO’s exam validity and transition rules.
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Willingness to go through the CIRO approval process as a Director; prior approval as a Director/UDP or Executive by CIRO (IIROC) or another securities regulatory authority is an advantage.
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Strong working knowledge of the Canadian financial services regulatory framework.
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Experience in retail financial services, ideally brokerage, OTC derivatives or leveraged products.
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Board, governance or senior oversight experience in a regulated environment.
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Understanding of risk management, capital adequacy and financial reporting at a regulated firm.
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Sound commercial and risk judgement, with the ability to challenge constructively.
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Independence of mind, high standards of integrity and ethics, and a strong sense of accountability.
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Clean regulatory, disciplinary and criminal record.
About the job
Location
Job type
Full TimeWorkplace
HybridExperience
SeniorDepartment
CEO OfficeFirst posted on
Built for Better Decisions
Company size
1,001-5,000 employees
Founded in
2016
Industry
Financial Services
Headquarters
Germasogeia, Limassol, Limassol